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Fiduciary Rule

A Setback for the Fiduciary Rule

Submitted by Ferguson Financial Inc. on April 10th, 2018

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A Court of Appeals ruling could set the stage for a Supreme Court opinion.

   

The fiduciary rule is now a retirement planning standard – at least in 47 states. A recent appeals court ruling has dealt a blow to this new financial industry regulation, which has been applauded by investors and financial professionals alike.1

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What You Need to Know About the Fiduciary Rule

Submitted by Ferguson Financial Inc. on June 15th, 2017

A quick look at the changes coming for retirement accounts.

 

Rules are changing concerning investment professionals and retirement accounts. In the eyes of many, the change is good.

 

The “fiduciary rule” is going into effect in June. This Department of Labor rule stipulates that any financial industry professional who makes investment recommendations to participants in qualified retirement plans in exchange for compensation will be considered a fiduciary.   

 

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